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Review Article|Articles in Press

Pathophysiology of Hypoxemia in COVID-19 Lung Disease

Published:November 22, 2022DOI:https://doi.org/10.1016/j.ccm.2022.11.007

      Keywords

      Key points

      • Hypoxemia is common in coronavirus disease 2019 (COVID-19) lung disease and a prognosticator of disease severity, although challenges exist with its measurement.
      • Ventilation-perfusion mismatching is the predominant cause of hypoxemia in COVID-19.
      • COVID-19 lung disease leads to a wide range of pulmonary compliances, poorly correlated with degree of hypoxemia.
      • Incongruence among degree of parenchymal involvement, respiratory system compliance, and hypoxemia could be explained by a diffuse pulmonary vascular process, lack of appropriate vasoconstriction in diseased regions, or both.
      • The phenomenon of silent hypoxemia is best considered a consequence of the limited dyspneogenic effect of hypoxemia in comparison to mild hypocapnia and relatively normal work of breathing.

      Introduction

      From the beginning of the pandemic, the diagnosis and management of hypoxemia has been an essential aspect of coronavirus disease 2019 (COVID-19) care. Within the first 2 weeks after symptom onset, patients may present with increasing respiratory complaints such as cough, difficulty breathing, and exertional intolerance, which may progress to a requirement for supplemental oxygen. These symptoms are often associated with abnormalities on lung imaging, most commonly bilateral, basilar predominant ground glass opacities that may progress to consolidations. This classic pattern of COVID-19 lung disease affected most patients in the earlier waves of the pandemic,
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      • Ni Z.Y.
      • Hu Y.
      • et al.
      Clinical characteristics of coronavirus disease 2019 in China.
      although that may be changing with higher rates of vaccination, greater herd immunity from prior infection, and possibly different viral strains. Nevertheless, it remains the pattern most commonly recognized by clinicians and likely the presentation with highest morbidity and mortality.
      Hypoxemia is an important prognostic indicator for patient-centered outcomes such as hospital length of stay, ICU admission, intubation, and death
      • Xie J.
      • Covassin N.
      • Fan Z.
      • et al.
      Association between hypoxemia and mortality in patients with COVID-19.
      ; additionally, it may be independently associated with prolonged delays in recovery of mental status.
      • Waldrop G.
      • Safavynia S.A.
      • Barra M.E.
      • et al.
      Prolonged unconsciousness is common in COVID-19 and associated with hypoxemia.
      Obesity, elderly age, and underlying renal and cardiac diseases are associated more severe degrees of hypoxemia and severe COVID-19.
      • Estenssoro E.
      • Loudet C.I.
      • Dubin A.
      • et al.
      Clinical characteristics, respiratory management, and determinants of oxygenation in COVID-19 ARDS: a prospective cohort study.
      However, early in the pandemic, it was observed that the degree of hypoxemia caused by COVID-19 lung disease was poorly associated with both the severity of parenchymal involvement on computed tomography (CT) and the presence of respiratory symptoms, especially dyspnea. Additionally, early reports of intubated, critically ill patients with COVID-19 suggested a subgroup of patients in which impaired gas exchange was associated with preserved compliance, a pattern purportedly unique to COVID-19.
      • Gattinoni L.
      • Coppola S.
      • Cressoni M.
      • et al.
      COVID-19 does not lead to a "typical" acute respiratory distress syndrome.
      These reported mismatches between degree of hypoxemia and other markers of severity spawned great confusion and a search for new pathophysiologic mechanisms unique to COVID-19 infection. However, as our understanding of COVID-19 epidemiology has grown, it has become clear that many of these paradoxic findings are likely the consequences of relevant but often-forgotten tenets of respiratory physiology, potentially magnified by specific features inherent to COVID-19 pathophysiology and epidemiology.

      Challenges with Interpreting Hypoxemia in COVID-19

      The challenge with interpretation of the severity of hypoxemia in COVID-19 lies firstly in the heterogeneity of the underlying patient population; many of the physiologic studies noted above included patients at varying time points in their disease course, with different underlying comorbidities and severity of disease, and especially on different respiratory support settings. This latter point becomes particularly important when using Pao2/Fio2 to describe hypoxemia. Although this ratio should ideally provide some comparable indication of disease severity, in actuality, it is strongly influenced by the degree of venous admixture and cardiac output in the individual patient, both of which are highly affected by positive end-expiratory pressure (PEEP); for example,
      • Gattinoni L.
      • Vassalli F.
      • Romitti F.
      Benefits and risks of the P/F approach.
      Pao2/Fio2 ratios are highly variable even in the same patient when compared before and after the use of mechanical ventilation, suggesting that its use to prognosticate in spontaneously ventilation in patients with COVID-19 (especially those on high-flow nasal cannula) is limited.
      • Hultström M.
      • Hellkvist O.
      • Covaciu L.
      • et al.
      Limitations of the ARDS criteria during high-flow oxygen or non-invasive ventilation: evidence from critically ill COVID-19 patients.
      Others have recommended the use of alternative (and less invasive) options for prognostication, such as the respiratory rate-oxygenation index, based in part of oxygen saturation rather than Pao2.
      • Myers L.C.
      • Mark D.
      • Ley B.
      • et al.
      Validation of respiratory rate-oxygenation index in patients with COVID-19-related respiratory failure.
      However, it is well known that pulse oximetry becomes quite inaccurate in comparison to arterial blood samples at saturations less than 75% to 80%, depending on device quality.
      • Luks A.M.
      • Swenson E.R.
      Pulse oximetry for monitoring patients with COVID-19 at home. potential pitfalls and practical guidance.
      Moreover, perhaps more importantly, it has become clear during the course of the COVID-19 pandemic that pulse oximeters may also routinely overestimate oxygen saturation measurements in mild-moderate hypoxemia, especially in patients with darker skin tone. One study of paired samples of arterial oxygen (SaO2) and pulse oximetry (SpO2) saturations found an overall average difference of 1.4%; however, when restricted to the group with SaO2 85% to 89%, the difference was 2.8%, and up to 3.9% in Black and 5.8% in Asian patients.
      • Crooks C.J.
      • West J.
      • Morling J.R.
      • et al.
      Pulse oximeter measurements vary across ethnic groups: an observational study in patients with COVID-19.
      Rates of occult hypoxemia from pulse oximetry (defined as SaO2 <88% despite SpO2 92%–96%) may be as high as 30% in Asian, 29% in Black, and 30% of Hispanic patient populations, as compared with 17% in Caucasian patients.
      • Fawzy A.
      • Wu T.D.
      • Wang K.
      • et al.
      Racial and ethnic discrepancy in pulse oximetry and delayed identification of treatment eligibility among patients with COVID-19.
      These discrepancies in saturation data highlight the challenges associated with accurately measuring hypoxemia in COVID-19 lung injury, especially among certain ethnic groups at highest risk for severe disease.

      Pathogenesis of Hypoxemia in COVID-19

      COVID-19 infection is known to cause acute damage to the alveolar-capillary barrier, involving damage to both alveolar epithelium and capillary endothelium; this injury is directly viral-mediated or due to the consequent inflammatory response.
      • Leisman D.E.
      • Mehta A.
      • Thompson B.T.
      • et al.
      Alveolar, endothelial, and organ injury marker dynamics in severe COVID-19.
      Lung histology in nonsurvivors suggest that COVID-19 pathologic condition generally mimics that of classic ARDS, with diffuse alveolar damage and consequent formation of hyaline membranes.
      • Hariri L.P.
      • North C.M.
      • Shih A.R.
      • et al.
      Lung histopathology in coronavirus disease 2019 as compared with severe acute respiratory sydrome and H1N1 influenza: a systematic review.
      Less severe or prolonged cases of COVID-19 lung injury in survivors may suggest organizing pneumonia, which is thought to represent an aberrant parenchymal recovery process after acute injury.
      • Myall K.J.
      • Mukherjee B.
      • Castanheira A.M.
      • et al.
      Persistent Post-COVID-19 interstitial lung disease. an observational study of corticosteroid treatment.
      Importantly, COVID-19 autopsy studies often reveal significant capillary endothelial injury and intracapillary thrombosis, similar to classic ARDS although perhaps at a greater prevalence.
      • Ackermann M.
      • Verleden S.E.
      • Kuehnel M.
      • et al.
      Pulmonary vascular endothelialitis, thrombosis, and angiogenesis in Covid-19.
      The mechanisms by which viral-mediated and immune-mediated damage occurs to endothelial and epithelial membranes is beyond the scope of this article; nevertheless, there is likely an interplay between vascular effects from endothelialitis and thrombosis, and direct or indirect alveolar injury leading to alveolar filling.
      Physiologically, the 5 causes of hypoxemia are (1) low partial pressure of inspired oxygen, (2) alveolar hypoventilation, (3) diffusion limitation, (4) ventilation-perfusion mismatching (and specifically low ratios of ventilation/perfusion, or VA/Q), and (5) right-to-left shunt. Of these causes, only ventilation/perfusion mismatching and pure right-to-left shunt lead to hypoxemia in ARDS, as measured by the multiple inert gas elimination technique (MIGET).
      • Dantzker D.R.
      • Brook C.J.
      • Dehart P.
      • et al.
      Ventilation-perfusion distributions in the adult respiratory distress syndrome.
      Traditionally, pure right-to-left shunt through nonventilated lung regions has been considered the predominant cause of hypoxemia in classic ARDS, perhaps because those patients studied via MIGET had predominant findings of significant consolidation on lung imaging, with relative sparing of other lung regions (the overall reduced volume of normal parenchyma being known as “baby lung”).
      • Dantzker D.R.
      • Brook C.J.
      • Dehart P.
      • et al.
      Ventilation-perfusion distributions in the adult respiratory distress syndrome.
      However, this pattern may not hold true for all cases of lung infection, especially early in the disease course when consolidations are often absent.
      • Salehi S.
      • Abedi A.
      • Balakrishnan S.
      • et al.
      Coronavirus disease 2019 (COVID-19): a systematic review of imaging findings in 919 patients.
      Additionally, the degree of venous admixture from low VA/Q regions will increase in the context of a high cardiac output, often seen in both COVID-19 lung disease and non-COVID-19 ARDS.
      • Caravita S.
      • Baratto C.
      • Di Marco F.
      • et al.
      Haemodynamic characteristics of COVID-19 patients with acute respiratory distress syndrome requiring mechanical ventilation. An invasive assessment using right heart catheterization.
      MIGET studies have not yet been performed in COVID-19 lung disease to our knowledge; however, in the absence of such direct testing, computational models of ventilation and perfusion associated with high-resolution CT have yielded interesting findings. In computational models of VA/Q mismatch and shunt physiology, based on CT imaging and markers of gas exchange in severe COVID-19 lung disease, it has been suggested that the degree of hypoxemia cannot be solely due to shunt through nonaerated regions, such that low VA/Q units are additionally responsible.
      • Busana M.
      • Giosa L.
      • Cressoni M.
      • et al.
      The impact of ventilation-perfusion inequality in COVID-19: a computational model.
      In such models with small fractions of nonaerated or poorly aerated lung parenchyma, significant hypoxemia could be explained by either significant hyperperfusion of nonaerated lung regions, or alternatively due to the presence of ventilation/perfusion mismatch in aerated lung regions through a diffuse vascular process such as endothelialitis or microthrombosis.
      • Herrmann J.
      • Mori V.
      • Bates J.H.T.
      • et al.
      Modeling lung perfusion abnormalities to explain early COVID-19 hypoxemia.

      Regional Ventilation-Perfusion Mismatch in COVID-19 Lung Disease

      The 2 predominant theories that could explain the findings of the computational models described above are the presence of diffuse pulmonary vascular endothelialitis and thromboembolism (leading to hypoperfusion in relatively preserved lung regions) and vascular dilation not responsive to normal hypoxic pulmonary vasoconstriction (HPV, leading to hyperperfusion in poorly aerated or nonaerated lung regions). These theories are certainly not mutually exclusive; indeed, several cross-sectional imaging studies, including techniques for measuring regional perfusion, have provided support for both theories.
      For example, subtraction CT angiography with iodine mapping demonstrates that hypoperfusion of apparently healthy lung parenchyma is common, with more severe perfusion abnormalities associated with lower Pao2/Fio2 ratios and more likely to require invasive mechanical ventilation.
      • Santamarina M.G.
      • Boisier Riscal D.
      • Beddings I.
      • et al.
      COVID-19: what iodine maps from perfusion CT can reveal-a prospective cohort study.
      Similarly, dual energy computed tomography (DECT) in COVID-19 lung disease has revealed mosaic perfusion patterns in the absence of macroscopic pulmonary embolism, and not clearly matched by pulmonary opacities, strongly arguing in favor of a diffuse pulmonary microvascular process.
      • Afat S.
      • Othman A.E.
      • Nikolaou K.
      • et al.
      Dual-energy computed tomography of the lung in COVID-19 patients: mismatch of perfusion defects and pulmonary opacities.
      Indeed, diffuse endothelialitis and microvascular thrombosis are commonly found on autopsy in COVID-19,
      • Patel B.V.
      • Arachchillage D.J.
      • Ridge C.A.
      • et al.
      Pulmonary angiopathy in severe COVID-19: physiologic, imaging, and hematologic observations.
      even in the setting of therapeutic anticoagulation.
      • Wichmann D.
      • Sperhake J.P.
      • Lütgehetmann M.
      • et al.
      Autopsy findings and venous thromboembolism in patients with COVID-19: a prospective cohort study.
      However, pulmonary vascular abnormalities and hypercoagulability are also well documented in non-COVID-19 ARDS.
      • Schultz M.J.
      • Haitsma J.J.
      • Zhang H.
      • et al.
      Pulmonary coagulopathy as a new target in therapeutic studies of acute lung injury or pneumonia--a review.
      Although some therapeutic trials have suggested improvements in oxygenation with empiric initiation of therapeutic anticoagulation in patients with COVID-19, especially those with increased dead space fraction,
      • Lemos A.C.B.
      • do Espírito Santo D.A.
      • Salvetti M.C.
      • et al.
      Therapeutic versus prophylactic anticoagulation for severe COVID-19: a randomized phase II clinical trial (HESACOVID).
      ,
      • Poor H.D.
      • Ventetuolo C.E.
      • Tolbert T.
      • et al.
      COVID-19 critical illness pathophysiology driven by diffuse pulmonary thrombi and pulmonary endothelial dysfunction responsive to thrombolysis.
      this finding has not been reproduced in larger trials.
      • Goligher E.C.
      • Bradbury C.A.
      • McVerry B.J.
      • et al.
      Therapeutic anticoagulation with heparin in critically ill patients with Covid-19.
      • Sadeghipour P.
      • Talasaz A.H.
      • Rashidi F.
      • et al.
      Effect of intermediate-dose vs standard-dose prophylactic anticoagulation on thrombotic events, extracorporeal membrane oxygenation treatment, or mortality among patients with COVID-19 admitted to the intensive care unit: the inspiration randomized clinical trial.
      • Lawler P.R.
      • Goligher E.C.
      • Berger J.S.
      • et al.
      Therapeutic anticoagulation with heparin in noncritically ill patients with covid-19.
      Other imaging studies suggest abnormal hyperperfusion in areas of parenchymal involvement. Understandably, lung aeration loss is strongly associated with lower Pao2/Fio2 ratios, mostly due to gas–blood volume mismatch noted on DECT.
      • Ball L.
      • Robba C.
      • Herrmann J.
      • et al.
      Lung distribution of gas and blood volume in critically ill COVID-19 patients: a quantitative dual-energy computed tomography study.
      Peripheral vessel dilation is noted in almost two-thirds of mechanically ventilated patients undergoing DECT, involving almost half of the lung parenchyma,
      • Patel B.V.
      • Arachchillage D.J.
      • Ridge C.A.
      • et al.
      Pulmonary angiopathy in severe COVID-19: physiologic, imaging, and hematologic observations.
      with an interesting pattern of “vascular tree-in-bud” abnormalities correlating with increased dead space, prolonged hospitalization, and need for mechanical ventilation. Although some groups have noted abnormally dilated pulmonary vessels adjacent to areas of parenchymal involvement,
      • Lang M.
      • Som A.
      • Mendoza D.P.
      • et al.
      Hypoxaemia related to COVID-19: vascular and perfusion abnormalities on dual-energy CT.
      which could suggest a sort of locoregional perfusion abnormality, this has not been reported in other studies.
      • Arru C.D.
      • Digumarthy S.R.
      • Hansen J.V.
      • et al.
      Qualitative and quantitative DECT pulmonary angiography in COVID-19 pneumonia and pulmonary embolism.
      Therapeutic maneuvers to improve ventilation-perfusion matching, including inhaled pulmonary vasodilators and almitrine (which may act to augment HPV) have demonstrated improvements in oxygenation in patients with COVID-19,
      • Laghlam D.
      • Rahoual G.
      • Malvy J.
      • et al.
      Use of almitrine and inhaled nitric oxide in ARDS due to COVID-19.
      although these same benefits have been described previously in non-COVID ARDS without a survival benefit.
      • Gallart L.
      • Lu Q.
      • Puybasset L.
      • et al.
      Intravenous almitrine combined with inhaled nitric oxide for acute respiratory distress syndrome. The NO Almitrine Study Group.
      ,
      • Adhikari N.K.
      • Dellinger R.P.
      • Lundin S.
      • et al.
      Inhaled nitric oxide does not reduce mortality in patients with acute respiratory distress syndrome regardless of severity: systematic review and meta-analysis.
      Finally, ventilation-perfusion mismatching and hypoxemia may develop via abnormal intrapulmonary shunts in COVID-19. Physiologically, the presence of such shunts is suggested by the appearance of microbubbles in the systemic circulation based on transcranial Doppler imaging
      • Reynolds A.S.
      • Lee A.G.
      • Renz J.
      • et al.
      Pulmonary vascular dilatation detected by automated transcranial Doppler in COVID-19 pneumonia.
      and in up to 16% of patients on echocardiography.
      • Trifi A.
      • Ouhibi A.
      • Mahdi A.
      • et al.
      Shunt in critically ill Covid-19 ARDS patients: prevalence and impact on outcome (cross-sectional study).
      They have also been demonstrated radiographically at the level of the secondary pulmonary lobule on CT reconstructions,
      • Ackermann M.
      • Tafforeau P.
      • Wagner W.L.
      • et al.
      The bronchial circulation in COVID-19 pneumonia.
      and on autopsy in severe COVID-19 lung disease.
      • Galambos C.
      • Bush D.
      • Abman S.H.
      Intrapulmonary bronchopulmonary anastomoses in COVID-19 respiratory failure.
      However, it should be noted that the presence of such shunts has been reported in a subset of non-COVID ARDS undergoing echocardiography, suggesting that this process is likely not unique to COVID-19 lung injury.
      • Boissier F.
      • Razazi K.
      • Thille A.W.
      • et al.
      Echocardiographic detection of transpulmonary bubble transit during acute respiratory distress syndrome.
      Are there specific pathophysiologic factors unique to COVID-19, which cause a greater degree of ventilation-perfusion mismatch, such as a virally-mediated impairment of HPV? One theory posits that binding of ACE-2 receptors by SARS coronaviruses in pulmonary vascular endothelium leads to downregulation of these receptors and abrogation of normal vasoregulation in these regions.
      • Seltzer S.
      Linking ACE2 and angiotensin II to pulmonary immunovascular dysregulation in SARS-CoV-2 infection.
      Indeed, ACE-2 inhibition by lisinopril has previously been shown to attenuate hypoxic pulmonary vasoconstriction.
      • Cargill R.I.
      • Lipworth B.J.
      Lisinopril attenuates acute hypoxic pulmonary vasoconstriction in humans.
      Although this theory is intriguing, the renin-angiotensin-aldosterone system remains a minor contributor to pulmonary vasoregulation in comparison to the release of local mediators (endothelin, prostacyclin, and nitric oxide), which could be affected by direct viral injury to pulmonary artery endothelial cells.
      • Ackermann M.
      • Verleden S.E.
      • Kuehnel M.
      • et al.
      Pulmonary vascular endothelialitis, thrombosis, and angiogenesis in Covid-19.
      At this time, there is no clear evidence supporting a direct impact of SARS-CoV-2 infection on local mechanisms of HPV.
      • Gierhardt M.
      • Pak O.
      • Walmrath D.
      • et al.
      Impairment of hypoxic pulmonary vasoconstriction in acute respiratory distress syndrome.
      However, even in the absence of direct modulation by viral infection, local and systemic inflammatory responses to infection can significantly attenuate HPV responses in animal models.
      • Sylvester J.T.
      • Shimoda L.A.
      • Aaronson P.I.
      • et al.
      Hypoxic pulmonary vasoconstriction.
      Finally, opening of preexisting intrapulmonary bronchopulmonary anastomoses could provide a unifying explanation for abnormal ventilation-perfusion matching, without invoking a direct effect on HPV.

      Hypoxemia and Respiratory Mechanics in COVID-19 Lung Disease

      Multiple large observational studies have demonstrated a broad unimodal distribution of respiratory system compliance (CRS) in COVID-19 ARDS. The overall clinical data suggest that CRS in COVID-19 lung injury has a wide range across studies (20–90 mL/cmH2O),
      • Ziehr D.R.
      • Alladina J.
      • Petri C.R.
      • et al.
      Respiratory pathophysiology of mechanically ventilated patients with COVID-19: a cohort study.
      • Bos L.D.J.
      • Paulus F.
      • Vlaar A.P.J.
      • et al.
      Subphenotyping acute respiratory distress syndrome in patients with COVID-19: consequences for ventilator management.
      • Bhatraju P.K.
      • Ghassemieh B.J.
      • Nichols M.
      • et al.
      Covid-19 in critically ill patients in the seattle region - case series.
      • Haudebourg A.F.
      • Perier F.
      • Tuffet S.
      • et al.
      Respiratory mechanics of COVID-19- versus non-covid-19-associated acute respiratory distress syndrome.
      • Grieco D.L.
      • Bongiovanni F.
      • Chen L.
      • et al.
      Respiratory physiology of COVID-19-induced respiratory failure compared to ARDS of other etiologies.
      not dissimilar to pre-COVID ARDS cohorts.
      • Guérin C.
      • Reignier J.
      • Richard J.C.
      • et al.
      Prone positioning in severe acute respiratory distress syndrome.
      ,
      • Panwar R.
      • Madotto F.
      • Laffey J.G.
      • et al.
      Compliance phenotypes in early acute respiratory distress syndrome before the COVID-19 pandemic.
      Based in part on these accumulated data, clinical practice guidelines
      • Alhazzani W.
      • Evans L.
      • Alshamsi F.
      • et al.
      Surviving sepsis campaign guidelines on the management of adults with coronavirus disease 2019 (COVID-19) in the ICU: first Update.
      and most experts
      • Nasa P.
      • Azoulay E.
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      • et al.
      Expert consensus statements for the management of COVID-19-related acute respiratory failure using a Delphi method.
      agree that equivalent ventilatory strategies be used for both COVID-19 and non-COVID-19 forms of ARDS, especially the routine use of lung protective ventilation. One explanation for the high heterogeneity in compliance is the presence of a predominant vascular pathologic condition, as discussed previously. Proponents of this theory point to the high dead space fractions and ventilatory ratios calculated from many patients with COVID-19.
      • Morales-Quinteros L.
      • Neto A.S.
      • Artigas A.
      • et al.
      Dead space estimates may not be independently associated with 28-day mortality in COVID-19 ARDS.
      ,
      • Schenck E.J.
      • Hoffman K.
      • Goyal P.
      • et al.
      Respiratory mechanics and gas exchange in Covid-19–associated respiratory failure.
      Indeed, high ventilatory ratios (a marker of increased dead space) are associated with elevated levels of D-dimer and areas of hypoperfusion on CT pulmonary angiograms.
      • Grasselli G.
      • Tonetti T.
      • Protti A.
      • et al.
      Pathophysiology of COVID-19-associated acute respiratory distress syndrome: a multicentre prospective observational study.
      However, it is important to mention that dead space ventilation does not directly contribute to hypoxemia, but rather can cause concomitant hyperperfusion and low VA/Q in other regions, as is classically noted in pulmonary emboli.
      • Altemeier W.A.
      • Robertson H.T.
      • McKinney S.
      • et al.
      Pulmonary embolization causes hypoxemia by redistributing regional blood flow without changing ventilation.
      Additionally, calculations of dead space fraction that rely on measurement of arterial CO2 and estimation of alveolar CO2 (the Enghoff modification to the Bohr equation for dead space fraction) will not correct for decreased CO2 elimination in areas of shunt, and thereby overestimate dead space.
      • Wagner P.D.
      Causes of a high physiological dead space in critically ill patients.
      Ventilatory ratios have been variably associated with degree of hypoxemia in COVID-19 lung disease, and this association can change during the course of disease.
      • Estenssoro E.
      • Loudet C.I.
      • Dubin A.
      • et al.
      Clinical characteristics, respiratory management, and determinants of oxygenation in COVID-19 ARDS: a prospective cohort study.
      ,
      • Grasselli G.
      • Tonetti T.
      • Protti A.
      • et al.
      Pathophysiology of COVID-19-associated acute respiratory distress syndrome: a multicentre prospective observational study.
      ,
      • Liu X.
      • Liu X.
      • Xu Y.
      • et al.
      Ventilatory ratio in hypercapnic mechanically ventilated patients with COVID-19-associated acute respiratory distress syndrome.
      ,
      • Beloncle F.
      • Studer A.
      • Seegers V.
      • et al.
      Longitudinal changes in compliance, oxygenation and ventilatory ratio in COVID-19 versus non-COVID-19 pulmonary acute respiratory distress syndrome.
      An alternative reason for the heterogeneity of compliance, which seems quite likely, is that compliance changes as COVID-19 lung disease progresses. For example, in cohorts of COVID-19 ARDS in which preserved compliance has been described, there is a clear negative correlation between compliance and number of days since symptom onset
      • Gattinoni L.
      • Coppola S.
      • Cressoni M.
      • et al.
      Reply by Gattinoni et al. to Hedenstierna et al., to Maley et al., to Fowler et al., to Bhatia and Mohammed, to Bos, to Koumbourlis and Motoyama, and to Haouzi et al.
      ; perhaps early intubation due to concerns with viral transmission played a large role in these findings. Indeed, in other groups, prolonged time to intubation
      • Jafari D.
      • Gandomi A.
      • Makhnevich A.
      • et al.
      Trajectories of hypoxemia and pulmonary mechanics of COVID-19 ARDS in the NorthCARDS dataset.
      ,
      • Pandya A.
      • Kaur N.A.
      • Sacher D.
      • et al.
      Ventilatory mechanics in early vs late intubation in a cohort of coronavirus disease 2019 patients with ARDS: a single center's experience.
      or prolonged duration of symptoms
      • Haudebourg A.F.
      • Perier F.
      • Tuffet S.
      • et al.
      Respiratory mechanics of COVID-19- versus non-covid-19-associated acute respiratory distress syndrome.
      are associated with worsened compliance, suggesting a later stage in the disease, although patient self-inflicted lung injury (hypothesized to occur during spontaneous ventilation in the setting of acute lung injury and impaired compliance) could conceivably be implicated.
      • Brochard L.
      • Slutsky A.
      • Pesenti A.
      Mechanical ventilation to minimize progression of lung injury in acute respiratory failure.
      The presence and severity of obesity has also been implicated as a potential explanation for the heterogeneous compliance values noted in COVID-19 lung disease. However, although it contributes to alveolar derecruitment, obesity does not seem to significantly affect overall respiratory system compliance. Esophageal balloon measurements demonstrate that elevated body mass index (BMI) is associated with elevated end-expiratory pleural pressures but normal chest wall compliance, and in these patients, lung compliance correlates poorly with Pao2/Fio2 ratios.
      • Baedorf Kassis E.
      • Schaefer M.S.
      • Maley J.H.
      • et al.
      Transpulmonary pressure measurements and lung mechanics in patients with early ARDS and SARS-CoV-2.
      How do respiratory mechanics correlate with degree of hypoxemia in COVID-19? A positive, although relatively weak, correlation has been noted between compliance and degree of hypoxemia,
      • Grieco D.L.
      • Bongiovanni F.
      • Chen L.
      • et al.
      Respiratory physiology of COVID-19-induced respiratory failure compared to ARDS of other etiologies.
      ,
      • Vandenbunder B.
      • Ehrmann S.
      • Piagnerelli M.
      • et al.
      Static compliance of the respiratory system in COVID-19 related ARDS: an international multicenter study.
      although this is not universal.
      • Grasselli G.
      • Tonetti T.
      • Protti A.
      • et al.
      Pathophysiology of COVID-19-associated acute respiratory distress syndrome: a multicentre prospective observational study.
      ,
      • Baedorf Kassis E.
      • Schaefer M.S.
      • Maley J.H.
      • et al.
      Transpulmonary pressure measurements and lung mechanics in patients with early ARDS and SARS-CoV-2.
      In one study, compliance and oxygenation were not initially correlated on day 1 of intubation but there was a strong positive correlation by day 7,
      • Beloncle F.
      • Studer A.
      • Seegers V.
      • et al.
      Longitudinal changes in compliance, oxygenation and ventilatory ratio in COVID-19 versus non-COVID-19 pulmonary acute respiratory distress syndrome.
      suggesting progression of parenchymal injury and nonaerated lung regions; however, other longitudinal studies have not reproduced this finding.
      • Estenssoro E.
      • Loudet C.I.
      • Dubin A.
      • et al.
      Clinical characteristics, respiratory management, and determinants of oxygenation in COVID-19 ARDS: a prospective cohort study.
      Recruitability, or the ability of nonaerated or poorly aerated lung parenchyma to be reopened with additional PEEP, is similarly variably associated with the severity of hypoxemia before recruitment.
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      Respiratory mechanics of COVID-19- versus non-covid-19-associated acute respiratory distress syndrome.
      ,
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      Longitudinal changes in compliance, oxygenation and ventilatory ratio in COVID-19 versus non-COVID-19 pulmonary acute respiratory distress syndrome.
      Surprisingly, even with significant interindividual variability, recruitability does not seem to predict oxygenation response to increases in PEEP.
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      Respiratory physiology of COVID-19-induced respiratory failure compared to ARDS of other etiologies.
      ,
      • Grasso S.
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      • et al.
      Effects of positive end-expiratory pressure in "high compliance" severe acute respiratory syndrome coronavirus 2 acute respiratory distress syndrome.
      This seems counterintuitive if considering that the mechanism of improved oxygenation with increased PEEP is by recruitment of previously nonventilated alveoli. However, increased PEEP may also cause a decrease in cardiac output and resultant pulmonary blood flow to nonrecruitable alveoli. Although this effect remains poorly understood in COVID-19 and ARDS in general, it may be related to partial correction of an underlying hyperdynamic pulmonary circulation in the setting of impaired hypoxic vasoconstriction.
      • Dantzker D.R.
      • Brook C.J.
      • Dehart P.
      • et al.
      Ventilation-perfusion distributions in the adult respiratory distress syndrome.
      ,
      • Dell'Anna A.M.
      • Carelli S.
      • Cicetti M.
      • et al.
      Hemodynamic response to positive end-expiratory pressure and prone position in COVID-19 ARDS.
      Similarly, prone positioning may improve oxygenation in COVID-19 not by improving overall compliance but through a mix of posterior recruitment and ventral derecruitment
      • Fossali T.
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      • Ottolina D.
      • et al.
      Effects of prone position on lung recruitment and ventilation-perfusion matching in patients with COVID-19 acute respiratory distress syndrome: a combined CT scan/electrical impedance tomography study.
      ; this allows for greater homogenization (and therefore matching) of ventilation and perfusion throughout.
      • Zarantonello F.
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      • Sella N.
      • et al.
      Prone position and lung ventilation and perfusion matching in acute respiratory failure due to COVID-19.
      Most studies in intubated patients with COVID-19 have noted an average improvement in oxygenation with prone positioning even in the absence of a change in respiratory system compliance,
      • Perier F.
      • Tuffet S.
      • Maraffi T.
      • et al.
      Effect of positive end-expiratory pressure and proning on ventilation and perfusion in COVID-19 acute respiratory distress syndrome.
      • Abou-Arab O.
      • Haye G.
      • Beyls C.
      • et al.
      Hypoxemia and prone position in mechanically ventilated COVID-19 patients: a prospective cohort study.
      • Langer T.
      • Brioni M.
      • Guzzardella A.
      • et al.
      Prone position in intubated, mechanically ventilated patients with COVID-19: a multi-centric study of more than 1000 patients.
      which seems to persist after resupination.
      • Bell J.
      • William Pike C.
      • Kreisel C.
      • et al.
      Predicting impact of prone position on oxygenation in mechanically ventilated patients with COVID-19.
      However, prone positioning does not always lead to better oxygenation, with one large study noting improved Pao2/Fio2 in only 45% of intubated patients with COVID-19 after proning.
      • Patel B.V.
      • Haar S.
      • Handslip R.
      • et al.
      Natural history, trajectory, and management of mechanically ventilated COVID-19 patients in the United Kingdom.
      Although prone positioning in nonintubated patients likely improves oxygenation transiently and may delay the need for intubation,
      • Thompson A.E.
      • Ranard B.L.
      • Wei Y.
      • et al.
      Prone positioning in awake, nonintubated patients with Covid-19 hypoxemic respiratory failure.
      the effect seems to be mostly reversible on resuming supine positioning.
      • Retucci M.
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      • Ceruti C.
      • et al.
      Prone and lateral positioning in spontaneously breathing patients with COVID-19 pneumonia undergoing noninvasive helmet CPAP treatment.
      ,
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      • Winterton D.
      • et al.
      Feasibility and physiological effects of prone positioning in non-intubated patients with acute respiratory failure due to COVID-19 (PRON-COVID): a prospective cohort study.

      Hypoxemia and Respiratory Symptoms in COVID-19 Lung Disease

      From very early in the COVID-19 pandemic, clinicians reported a subset of patients presenting with COVID-19 lung disease causing hypoxemia but in the absence of concomitant respiratory symptoms such as dyspnea. This syndrome, most commonly referred to as “silent hypoxemia,” was seemingly unique and not previously described in the medical literature. Indeed, it is difficult retrospectively to find evidence of silent hypoxemia in previous cohorts of acute lung injury, or to dissociate symptoms of acute lung injury from those of the underlying insult itself, such as pneumonia, sepsis, or trauma. There is likely a strong ascertainment bias at work when considering the prevalence of silent hypoxemia in COVID-19 infection, given the ability to accurately detect cases at early stages or even before lung disease develops, as compared with many other causes of acute lung injury. However, prior case series of virally-mediated causes of acute lung injury, notably infection by SARS-CoV-1, reported the absence of dyspnea in up to a quarter of patients, suggesting at least some degree of silent hypoxemia could have been present in earlier epidemics.
      • Xiao Z.
      • Li Y.
      • Chen R.
      • et al.
      A retrospective study of 78 patients with severe acute respiratory syndrome.
      ,
      • Siau C.
      • Law J.
      • Tee A.
      • et al.
      Severe refractory hypoxaemia in H1N1 (2009) intensive care patients: initial experience in an Asian regional hospital.
      Nevertheless, the absence of dyspnea is common at the time of hospitalization for COVID-19, occurring in up to 65% of patients in one study of hospitalized patients, most of whom had evidence of lung disease on CT.
      • Brouqui P.
      • Amrane S.
      • Million M.
      • et al.
      Asymptomatic hypoxia in COVID-19 is associated with poor outcome.
      The prevalence of silent hypoxemia specifically has varied widely by study, ranging between 9% and 36%, in part, due to reporting biases and the lack of a universal definition.
      • Ziehr D.R.
      • Alladina J.
      • Petri C.R.
      • et al.
      Respiratory pathophysiology of mechanically ventilated patients with COVID-19: a cohort study.
      ,
      • Bhatraju P.K.
      • Ghassemieh B.J.
      • Nichols M.
      • et al.
      Covid-19 in critically ill patients in the seattle region - case series.
      ,
      • Yang X.
      • Yu Y.
      • Xu J.
      • et al.
      Clinical course and outcomes of critically ill patients with SARS-CoV-2 pneumonia in Wuhan, China: a single-centered, retrospective, observational study.
      ,
      • Novelli L.
      • Raimondi F.
      • Ghirardi A.
      • et al.
      Frequency, characteristics, and outcome of patients with COVID-19 pneumonia and "silent hypoxemia" at admission: a severity-matched analysis.
      In one large cohort of patients admitted with COVID-19 lung disease and acute respiratory failure (of whom 83% required either supplemental oxygen or ventilatory support on presentation), lack of dyspnea was reported in 36%.
      • Novelli L.
      • Raimondi F.
      • Ghirardi A.
      • et al.
      Frequency, characteristics, and outcome of patients with COVID-19 pneumonia and "silent hypoxemia" at admission: a severity-matched analysis.
      In another cohort, dyspnea was absent in 13% of patients with COVID-19 presenting with arterial oxygenation saturation less than 90%.
      • Alhusain F.
      • Alromaih A.
      • Alhajress G.
      • et al.
      Predictors and clinical outcomes of silent hypoxia in COVID-19 patients, a single-center retrospective cohort study.
      The frequency of dyspnea at presentation in later strains of COVID-19 is not well described and difficult to estimate, in part, due to the high efficacy of vaccination; however, it has been noted that hospitalization rates in Delta and Omicron waves were not lower than the initial Alpha wave among unvaccinated patients.
      • Lauring A.S.
      • Tenforde M.W.
      • Chappell J.D.
      • et al.
      Clinical severity of, and effectiveness of mRNA vaccines against, covid-19 from omicron, delta, and alpha SARS-CoV-2 variants in the United States: prospective observational study.
      It is also likely that the prevalence of silent hypoxemia varies significantly based on time of presentation, severity of illness, or presence of comorbidities known to be associated with severe disease such as elderly age, obesity, and diabetes mellitus.
      • Akiyama Y.
      • Morioka S.
      • Asai Y.
      • et al.
      Risk factors associated with asymptomatic hypoxemia among COVID-19 patients: a retrospective study using the nationwide Japanese registry, COVIREGI-JP.
      Patients with silent hypoxemia may present earlier after symptom onset to medical attention, and often for nonrespiratory complaints, suggesting that this may represent an earlier time point in their disease course before the onset of respiratory symptoms.
      • García-Grimshaw M.
      • Flores-Silva F.D.
      • Chiquete E.
      • et al.
      Characteristics and predictors for silent hypoxemia in a cohort of hospitalized COVID-19 patients.
      Although it likely delays the use of respiratory support, it remains unclear to what extent silent hypoxemia leads to worse clinical outcomes, with studies suggesting equal, better, or worse outcomes as compared with symptomatic hypoxemia.
      • Brouqui P.
      • Amrane S.
      • Million M.
      • et al.
      Asymptomatic hypoxia in COVID-19 is associated with poor outcome.
      ,
      • Alhusain F.
      • Alromaih A.
      • Alhajress G.
      • et al.
      Predictors and clinical outcomes of silent hypoxia in COVID-19 patients, a single-center retrospective cohort study.
      ,
      • Santus P.
      • Radovanovic D.
      • Saderi L.
      • et al.
      Severity of respiratory failure at admission and in-hospital mortality in patients with COVID-19: a prospective observational multicentre study.
      There was considerable interest initially in the possibility of reduced hypoxic ventilatory response (HVR) in patients with COVID-19, in part due to the neurotropic manifestations commonly recognized in COVID-19 infection such as olfactory dysfunction and high rates altered mental status during severe disease. However, although HVR has never been formally tested in patients with COVID-19 and can vary widely in the healthy population,
      • Weil J.V.
      Variation in human ventilatory control-genetic influence on the hypoxic ventilatory response.
      the almost universal presence of hypocapnia in patients presenting with hypoxemia argues against the presence of a reduced ventilatory response. For example, in one series of patients with mildly symptomatic COVID-19 and hypoxemia, calculations of alveolar CO2 correlated against arterial oxygen suggested that alveolar ventilation was increased between 1.1-fold and 1.7-fold as compared with known values for healthy controls undergoing formal HVR testing.
      • Kairaitis K.
      • Harbut P.
      • Hedenstierna G.
      • et al.
      Ventilation is not depressed in patients with hypoxemia and acute COVID-19 infection.
      Indeed, elevated respiratory rates are often anecdotally noted in patients with COVID-19 not describing dyspnea, with one study describing a median respiratory rate of 31 breaths per minute in the 5% of its cohort with silent hypoxemia.
      • Akiyama Y.
      • Morioka S.
      • Asai Y.
      • et al.
      Risk factors associated with asymptomatic hypoxemia among COVID-19 patients: a retrospective study using the nationwide Japanese registry, COVIREGI-JP.
      In another cohort of 45 patients admitted to a respiratory unit for COVID-19, the average Paco2 was 32 mm Hg, with significantly lower Borg dyspnea scores in the COVID-19 population as compared with non-COVID patients admitted during the same time period (although the control group had a significantly increased rate of underlying lung disease and hypercapnia).
      • Fuehner T.
      • Renger I.
      • Welte T.
      • et al.
      Silent hypoxia in COVID-19: a case series.
      However, it must be noted that another group found a lower ratio of oxygen saturation to respiratory rate in patients with COVID-19 as compared with historical controls; without blood gas analysis, it is impossible to know if hypocapnia (which blunts HVR) could help to explain this finding.
      • Jouffroy R.
      • Jost D.
      • Prunet B.
      Prehospital pulse oximetry: a red flag for early detection of silent hypoxemia in COVID-19 patients.
      In the absence of demonstrable hypoventilation, the best explanation for silent hypoxemia invokes the common characteristics of COVID-19 lung disease described in this article correlated with the known physiologic basis for ventilatory drive. First, it must be noted that hypoxemia is a very weak stimulant for increased ventilation and for the onset of dyspnea, as compared with increased work of breathing or hypercapnia
      • Kobayashi S.
      • Nishimura M.
      • Yamomoto M.
      • et al.
      Relationship between breathlessness and hypoxic and hypercapnic ventilatory response in patients with COPD.
      ; and in fact, increased ventilation may occur in mild-to-moderate hypoxemia even without patients noting dyspnea.
      • Sato M.
      • Severinghaus J.W.
      • Bickler P.
      Time course of augmentation and depression of hypoxic ventilatory responses at altitude.
      Early COVID-19 may otherwise lack strong dyspneogenic stimuli, such as increased work of breathing due to poor compliance or high airway resistance. Second, increased ventilation in an asymptomatic patient, in turn, will efficiently eliminate CO2, given a presumed low-normal work of breathing and at least some regions of retained ventilation-perfusion matching. Thus, the mild stimulant effect of hypoxemia will be more than outweighed by hypocapnia, which significantly suppresses ventilation and which has been observed frequently in the silent hypoxemia cohorts described above. Furthermore, respiratory alkalosis per se is known to attenuate HPV responses.
      • Sylvester J.T.
      • Shimoda L.A.
      • Aaronson P.I.
      • et al.
      Hypoxic pulmonary vasoconstriction.
      Finally, hypoxemia caused by mismatches in ventilation and perfusion are not corrected by increased ventilation, such that hypoxemia will be persistent. Thus, silent hypoxemia is most probably the result of a combination of factors: poorly aerated, hyperperfused lung regions with retained compliance, the weak dyspneogenic effect of hypoxemia counterbalance by the resultant hypocapnia from mild hyperventilation, and the inability of increased ventilation to correct hypoxemia due to these low VA/Q regions.

      Summary

      A practical effect of the immense amount of research produced in describing gas exchange abnormalities in COVID-19 lung disease has been to reiterate the importance of basic respiratory physiology in making sense of novel causative agents of lung injury. Impairment of ventilation-perfusion matching is the hallmark of any lung disease associated with gas exchange abnormalities, regardless of parenchymal or vascular predominance, and the range of mismatch does not seem to be unique to the effect of SARS-CoV-2. Although studies remain to be done, especially in terms of understanding the interplay between vascular and alveolar injury during the course of COVID-19 and the potential for direct viral mediation of hypoxic pulmonary vasoconstriction, the preponderance of the current evidence suggests that the effect of COVID-19 infection on gas exchange is well explained by established tenets of respiratory physiology and should not preclude the use of standard treatments for acute lung injury.

      Clinics care points

      • Hypoxemia is a prognosticator of disease severity in COVID-19 lung injury; however, inaccuracy in measurement through pulse oximetry (especially among non-Caucasian patients) is an important obstacle to early risk stratification and equitable treatment decisions.
      • The predominant cause of hypoxemia in COVID-19 is the presence of lung regions with a low ventilation/perfusion ratio, although right-to-left shunting through consolidated lung regions also contributes, especially as the disease progresses.
      • Theories to explain the degree of ventilation-perfusion mismatch include a diffuse pulmonary vascular process, which limits perfusion to normally aerated regions, and overperfusion of nonaerated areas, either due to loss of normal vasoconstrictory responses or potentially the effect of intrapulmonary bronchopulmonary anastomoses.
      • Hypoxemia in COVID-19 lung disease is poorly correlated with both pulmonary compliance and recruitment responses to increased PEEP.
      • Prone positioning may help to homogenize ventilation and perfusion and improve oxygenation in COVID-19, similar to its effect on gas exchange in non-COVID-19 ARDS.
      • In the absence of any clear evidence of a virus-specific effect on ventilatory control, the phenomenon of silent hypoxemia is best understood because of the limited dyspneogenic effect of hypoxemia in comparison to the mild degree of hypocapnia and relatively normal work of breathing commonly noted in such patients.

      Disclosure

      Dr Swenson and Hardin have no disclosures relevant to this article.

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